Continue reading "Financial services: Get your firm fit for the SMCR roll-out"
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Financial services: Get your firm fit for the SMCR roll-out
Joanna Chatterton and Ed Livingstone discuss the roll-out of the Senior Managers and Certification Regime (SMCR) to solo-regulated financial services firms and highlight the key changes it requires to policies and procedures The SMCR comes into force for all firms regulated by the Financial Conduct Authority (FCA) on 9 December 2019. Management teams will be …